ComplySci is a comprehensive employee compliance management platform designed for financial services firms. With its powerful pre-clearance capabilities and automated certification workflows, ComplySci helps organizations ensure employee compliance with regulatory requirements while reducing administrative burden.
ComplySci specializes in automating and streamlining employee compliance processes for highly regulated industries. The platform provides real-time monitoring of employee activities, automated pre-clearance for trades and investments, and comprehensive reporting to ensure adherence to internal policies and external regulations.
ComplySci integrates with key financial and compliance systems:
ComplySci maintains institutional-grade security:
"ComplySci has revolutionized our employee compliance tracking. The pre-clearance system is intuitive and has dramatically reduced our compliance violations. The mobile app is particularly useful for approvals on the go."
"Excellent platform for managing employee compliance in financial services. The reporting features are comprehensive and the audit trail is bulletproof. Would like to see more customization options for our specific workflows."
ComplySci is an employee compliance management platform that automates pre-clearance, certifications, and monitoring for financial services firms to ensure regulatory compliance.
ComplySci uses custom pricing based on firm size, number of users, and selected modules. Contact their sales team for a personalized quote tailored to your organization's needs.
ComplySci is purpose-built for financial services with features like automated pre-clearance, personal trading surveillance, and regulatory reporting that address specific compliance requirements in the industry.
Yes, ComplySci provides a mobile application that allows employees to submit pre-clearance requests and compliance officers to review and approve activities from anywhere.